Securities and Futures Commission to the violation of personal billion out tickets on file for 93 years

Mainland in the near future, two illegal securities cases being investigated and dealt with consultation. Zhao Dongrong, including "dark horse leading network notice" illegal profit 7,180,000 yuan, and "gold shares on the Shenzhen Science and Technology Co., Ltd. Wang" illegal profit of RMB yuan more than 1,000 cases. "Notice of the leading network of dark horse" to use the Internet to recruit members to join, the site controller Zhao Dongrong without approval of the use of the Web site and local newspaper advertising, to provide investors with advice and recommended stocks, and investors profit from the extract into a 1-2 Remuneration, the Second OO a year so far to Beijing, Shanghai, Jiangsu, and other 30 provinces, municipalities investor to provide more than 200 illegal investment advice, a total of 7,180,000 yuan of illegal income. "The King of the shares," the company has not been approved by the SFC, with 14 national television stations, five Web site signed an agreement to deposit shares in the name of Wang advertising to lure investors to call "The King of the shares" toll-free number , The provision of recommended stocks SMS, and recommended the sale of shares in the name of the software to receive "service charge", the Second OO seven years to attract customers so far a total of more than 1,000 people illegally acquired up to more than 10,000,000 yuan RMB, the most conservative is expected to nearly 12,000,000 Million. Securities and Futures Commission in charge said that this year, mainland securities law violations have been formally file for 93, in which insider trading, market manipulation 37, 25 illegal securities business, 17 non-disclosure of information, other 14 cases. To be completed by the end of September to investigate 66 cases, the transfer of administrative penalty 50 commission, public security authorities handed over 15, 37 for cross-border cases. The person in charge at the Securities and Futures Commission for the first nine months of more than 40 cases of illegal investment advisory implementation of the survey, 22 case. Network of illegal securities activities of the various methods, or set up websites, or through the Web site link advertising, forums, QQ group blog, MSN, in order to "limit" to "surge Niugu" words to fool investors through share sales or software 000 for high fees. And set up a shadow account, to evade investigation, a number of sites found to be shut down immediately, a new form, to continue to engage in illegal activities. At present, the case has found as many as several hundred victims. Securities and Futures Commission said that the illegal activities of the securities will maintain high pressure and increase efforts to investigate and disclose and to remind investors fraud alert network. Securities and Futures Commission to the violation of personal billion out tickets Securities and Futures Commission in charge of departments were yesterday, the Securities and Futures Commission of the investment advisory body of a legal representative of the irregularities were investigated and dealt with, those responsible for the confiscation of illegal income, and on a fine billion. This is the date, the Securities and Futures Commission of the largest individual amount of a single penalty. Authorities said that the law will continue to increase efforts to crack down on irregularities. Use language to confuse investors lured Securities and Futures Commission in charge of the departments concerned were informed that the recent investigation and the Zhaodong Rong (sound) to engage in illegal investment advisory unit and the case of the king of engaging in illegal investment advice, and in both cases transferred to public security organs investigated and dealt with in accordance with the law. After investigation, Zhao Dongrong (sound) without the approval of the securities business has not qualified advice, notice the use of black leader, and other advertising networks, to attract investors and his co-operate to provide investors with advice and recommended stocks, and called for Investors profit will be 10% -20% of the profit as a percentage Wui paragraph related to his bank account. In this model, Zhao Dongrong (sound) to Beijing, Shanghai and Jiangsu provinces, municipalities, and about 30 investors with more than 200 illegal investment advisory services, a total of 7,180,000 yuan of illegal income. Kim King of the shares in May 2006 the company was established in Shenzhen, the registered capital of 1,000,000, having obtained the approval of the SFC qualifications, and 14 television stations nationwide, 5 Internet media advertising agreement, in the propaganda program , The King of the shares in order to free diagnosis stock to attract investors to call in the name of the king's gold stocks toll-free number, in addition to Web site also provides information on recommended stocks SMS. Through this advertising, the king of stock throughout the country to attract a large number of customers to recommend the sale of shares in the name of the software agreement with the customer, then by phone, text messages to customers to provide investment advice. According to investigation, the King of the illegal recruitment of shares a total of more than 1,000 customers, a conservative estimate, nearly acquired 12,000,000 yuan. Securities and Futures Commission official said relevant departments of the two cases are a violation of the "Securities Law" with the relevant provisions, and has transferred to the criminal standard, the SFC in accordance with the law refer the case to public security departments investigated and dealt with. At present, public security departments have been placed on file and to carry out investigation and case work. To draw attention to the six deception Securities and Futures Commission in charge of departments who, since last November to implement the reform of securities law enforcement system, adopted by the Securities and Futures Commission to establish a sound illegal securities cases, "Li, investigation, trial," the separation system to strengthen the insider dealing, market manipulation, breach of trust harm listed companies Interests, network consulting, and other illegal securities cases investigated and dealt with effectively. 1-9 months of this year, against rampant illegal securities activities of the network, the Securities and Futures Commission for more than 40 illegal investment advisory activities carried out investigations, 22 of them on file at the same time, the Commission sent to the local public security organs agencies illegal transfer of investment advisory cases From more than 100 clues. SFC head of the departments concerned to remind investors should guard against Internet securities fraud activities, attention to the identification and prevention of illegal organizations and individual consultation. He said that the current on-line illegal securities activities of the various means, means there are six main characteristics: First, in order to network, the Internet platform for information, communication speed and wide area involved. Lawless elements implementation of the network of illegal investment advisory There are three main ways: First, the establishment of an independent Web site or to rent space to the mainstream of the Web site link advertising to attract visitors to click to enter; Second, the network forum, blog and share your posting; Third, through QQ or MSN group advisory group to carry out illegal. Secondly, the network has a strong link ads to confuse sex. Criminals often use the mainstream media and the Web site platform to carry out a false propaganda campaign to "trading board" and "black leader", "Niugu surge," the words, lured the victim taken. Third, "the banner of Latin America do tiger," the implementation of fraud. More lawless elements under the banner of "approved by the China Securities Regulatory Commission", "China Securities to issue shares of stock outstanding Information Center Web site" banner, securities firms and professional organizations, such as market-like name similar to deceive investors, the stocks recommended in order to ensure profitability Master of insider information, such as gimmicks to get the so-called "membership fee" and "dark horse referral fee" from the amount of thousand dollars to tens of thousands of dollars range. These criminals do not have the securities business credentials, business experience and professional qualities, not to provide any legitimate, valuable securities investment advisory services. Fourth, the share of proceeds to lure investors. Criminals use to make money investors would like to psychological, require investors to make money after the transfer of profit as a percentage designated bank account. This appears to be the use of lawless elements in the form of an attractive, easy to deceive investors to accept illegal investment advice, and investors buy the stock losses, is difficult to protect their own interests. Fifth, with sales of bundled software, to cover up their illegal status. In the face of the SFC, such as the fight against high-pressure situation, some criminals did not dare to provide direct advisory services to switch to selling stocks in the name of the software, consulting, as illegal software or services to the latter part of the high fees hidden in the software sales Among them. Sixth, do everything possible to avoid investigation. General criminals using the Internet to promote, through the "virtual telephone" number, and the victim, use of false identity, false institutions, such as false addresses, set up a "shadow account", through the ATM machine withdrawals different ways, such as "Operation Stealth," " To play shot-for-one ", to avoid regulatory investigate and increase the difficulty of victims of human rights. Moreover, some of the sites found immediately after the closure of the other features of a face-lift again to continue to engage in illegal activities in the consultation.